Professional Standards and Ethics
Professional Standards and Ethics discusses the AICPA Code of Professional Conduct. The section also includes the full text of the Statements on Responsibilities in Personal Financial Planning Practice, a source of ethical guidance for financial planners
Published on January 12, 2008
Objectivity, Integrity and Disclosure
Under the AICPA Code of Professional Conduct, a member must maintain objectivity and integrity, shall be free of conflicts of interest, and shall not knowingly misrepresent facts
Published on March 05, 2013
Personal Financial Planning Consumer Content
Let us show you why the CPA/PFS may be the best financial planning advisor for you and where to locate a CPA/PFS in your area.
Published on September 10, 2013
Reenergize and Renew Your Relationships with High-Impact Client Review Meetings
This information-packed and practical session presents Ed Jacobson’s framework of High-Impact Client Review Meetings©, which includes four specific meeting phases (Kickoff; Qualitative; Quantitative; and Wrap-up) and unique purposes, steps, and tools for each phase. Ed describes each phase in detail, so that you can apply the framework in your very
Published on January 28, 2011
Other Regulatory Resources
In addition to the information in the PFP Practice Center on registration and compliance issues for financial advisers, consider these other useful resources.
Published on July 12, 2013
SSPFPS Compliance Manual
The manual addresses why SSPFPS is important to members in the protection of clients and their practice. It describes how it aligns with the AICPA Code of Professional Conduct and introduces when SSPFPS applies
Published on January 16, 2014
Fiduciary Standard of Care
Learn about the elements needed to be deemed a fiduciary.
Published on May 17, 2013
Statement on Standards in Personal Financial Planning Services
Information on the Statement on Standards in Personal Financial Planning Services.
Published on April 16, 2014
An overview of the professional responsibilities and standards associated with personal financial planning services.
Published on February 04, 2014
Grow Your Practice Healthcare Planning in Retirement
The fear of being able to pay for healthcare in retirement is second only to the fear of running out of money. There is an opportunity for knowledgeable CPA financial planners to address these fears directly and grow their planning practice.
Published on June 29, 2012