Objectivity, Integrity and Disclosure
Under the AICPA Code of Professional Conduct, a member must maintain objectivity and integrity, shall be free of conflicts of interest, and shall not knowingly misrepresent facts
Published on March 05, 2013
Professional Standards and Ethics
Professional Standards and Ethics discusses the AICPA Code of Professional Conduct. The section also includes the full text of the Statements on Responsibilities in Personal Financial Planning Practice, a source of ethical guidance for financial planners
Published on September 25, 2014
Other Regulatory Resources
In addition to the information in the PFP Practice Center on registration and compliance issues for financial advisers, consider these other useful resources.
Published on August 25, 2014
SSPFPS Compliance Manual
The manual addresses why SSPFPS is important to members in the protection of clients and their practice. It describes how it aligns with the AICPA Code of Professional Conduct and introduces when SSPFPS applies
Published on January 16, 2014
Be in Demand Becoming a CPA Financial Planner
Young CPA's are entering the market looking for objective advice, guidance and direction. This article outlines how to position themselves to be in demand in a changing environment.
Published on October 14, 2014
Fiduciary Standard of Care
Learn about the elements needed to be deemed a fiduciary.
Published on July 16, 2014
An overview of the professional responsibilities and standards associated with personal financial planning services.
Published on July 30, 2014
What You Need to Know About the New PFP Standards
Get up to speed on the new PFP Standards that will go into effect on July 1, 2014. Clark M. Blackman II and Dirk Edwards help you understand if, when and how the statement applies in your practice.
Published on May 05, 2014
Statement on Standards in Personal Financial Planning Services
Information on the Statement on Standards in Personal Financial Planning Services.
Published on September 17, 2014
Personal Financial Planning Consumer Content
Let us show you why the CPA/PFS may be the best financial planning advisor for you and where to locate a CPA/PFS in your area.
Published on September 02, 2014