Rozanski, Catherine M. - Rochester Hills, MI
As a result of an investigation of alleged violations of the Codes of Professional Conduct of the Michigan Association of CPAs and the AICPA, Ms. Rozanski entered into a settlement agreement under the Joint Ethics Enforcement Program, effective October 2, 2014
Published on January 05, 2015
Depew, James - Baltimore, MD
As a result of an investigation of alleged violations of the Code of Professional Conduct of the Maryland Association of CPAs Professional Ethics Committee, Mr. Depew, with the firm of James A. Depew, CPA, PA, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective January...
Published on April 03, 2015
Gould, Steven A. - Plainview, NY
Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Gould’s AICPA membership was terminated, effective April 25, 2013, in connection with the Securities and Exchange Commission’s disciplinary action.
Published on July 10, 2013
Regulatory Information and Financial Reporting
Audit Committees must be aware of the provisions of the Sarbanes-Oxley Act, along with associated regulations. Links to ""Understanding Regulations Related to the Sarbanes-Oxley Act"" and ""Other Regulations and Reporting Requirements.
Published on January 28, 2011
CPAs - The Trusted Tax Return Preparer
Certified public accountants (CPAs) bring an unmatched level of knowledge, experience and education to the tax planning and preparation process. Across the country, CPAs regularly prepare basic income tax returns for individuals as well as more comp
Published on December 15, 2014
2011 Disciplinary Actions
January 2011 April 2011 July 2011 October 2011 Anderson, Traci J. Broullire, Joseph
Published on March 02, 2015
2010 Disciplinary Actions
Disciplinary actions for 2010.
Published on February 19, 2015