Comment Letter on Proposed Rule Custody of Funds or Securities of Clients by Investment Advisers

Comment Letter:  Comment Letter to SEC on Proposed Rule: Custody of Funds or Securities of Clients by Investment Advisers from Barry Melancon
Published on April 27, 2010

Comment Letter Investment Adviser Oversight Act of 2012

Comment Letter:  The AICPA comments on H.R. 4624, the Investment Adviser Oversight Act of 2012
Published on June 06, 2012

AICPA Comment Letter Regarding Regulation of RIAs

Comment Letter:  On Nov. 3, the AICPA submitted a letter to the House Financial Services Committee Chairman Spencer Bachus and Ranking Member Barney Frank regarding the regulation of investment advisers and the standard of care for broker-dealers when...
Published on November 09, 2011

November 24, 2010 Letter to SEC - SRO Oversight for Investment Advisers

Comment Letter:  The AICPA submitted a comment letter to the SEC on November 24, 2010 opposing self regulatory organization oversight for investment advisers. The AICPA strongly believes that the principles-based regulatory approach of the Investment Advisers...
Published on December 01, 2010

Financial Services Reform

News:  Stay up to date on legislative and regulatory issues relating to financial services reform.
Published on April 30, 2013

Custody Rule

News:  Stay up to date on legislative and regulatory issues relating to the custody rule.
Published on March 15, 2013

PFP Tax News

News:  The AICPA PFP Division works with the AICPA Congressional Affairs Team to ensure that issues impacting CPA financial planners are monitored and acted upon as needed.
Published on May 16, 2013

Estate Tax Legislation

News:  Stay up to date on legislative and regulatory issues relating to estate tax legislation.
Published on May 16, 2013

Other Matters

News:  Stay up to date on legislative and regulatory issues relating to a variety of personal financial planning matters.
Published on March 06, 2013

PFP Division 2011 Year in Review

Article:  With the uncertainty and change that ushered in 2011, the AICPA PFP Division has sought to provide the latest information, tools and advocacy to support PFP Section members, inclusive of PFS credential holders, as they serve their clients. View our year in review.
Published on April 25, 2013

PFP Division 2012 Year in Review

Article:  With unprecedented uncertainty in 2012 coupled with the unique opportunity for CPA financial planners to affirm their value by proactively planning for their clients, the AICPA PFP Division has sought to provide the latest information, tools
Published on May 14, 2013

Health Care Reform

News:  Stay up to date on legislative and regulatory issues relating to health care reform.
Published on April 08, 2013

Business Structure Plays a Key Role for CPA Planners in Business Continuity

Article:  CPAs have a variety of business structure options to choose from in building a PFP practice. Choosing the one that is right for you takes time and careful consideration.
Published on September 20, 2010