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    SEC Comment Letter

    Comment Letter Comment letter on SEC's Custody Rule of the Advisers Act of 1940
    Published on August 12, 2014

    Comment Letter Investment Adviser Oversight Act of 2012

    Comment Letter The AICPA comments on H.R. 4624, the Investment Adviser Oversight Act of 2012
    Published on June 06, 2012

    AICPA Comment Letter Regarding Regulation of RIAs

    Comment Letter On Nov. 3, the AICPA submitted a letter to the House Financial Services Committee Chairman Spencer Bachus and Ranking Member Barney Frank regarding the regulation of investment advisers and the standard of care for broker-dealers when...
    Published on November 09, 2011

    November 24, 2010 Letter to SEC - SRO Oversight for Investment Advisers

    Comment Letter The AICPA submitted a comment letter to the SEC on November 24, 2010 opposing self regulatory organization oversight for investment advisers. The AICPA strongly believes that the principles-based regulatory approach of the Investment Advisers...
    Published on December 01, 2010

    Financial Services Reform

    News Stay up to date on legislative and regulatory issues relating to financial services reform.
    Published on July 23, 2014

    PFP Tax News

    News The AICPA PFP Division works with the AICPA Congressional Affairs Team to ensure that issues impacting CPA financial planners are monitored and acted upon as needed.
    Published on September 25, 2014

    Estate Tax Legislation

    News Stay up to date on legislative and regulatory issues relating to estate tax legislation.
    Published on July 23, 2014

    Additional Legislative/Regulatory Topics

    News Stay up to date on legislative and regulatory issues relating to a variety of personal financial planning matters.
    Published on August 28, 2014

    PFP Standards Exposure Draft Log

    Tools The PFP Executive Committee responded to the comment letters received on the Statement on Standards in PFP Services
    Published on January 06, 2014

    Health Care Reform

    News Stay up to date on legislative and regulatory issues relating to health care reform.
    Published on September 29, 2014

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