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EBPAQC Alert No. 36

Newsletter SAS 70 Review Checklist
Published on March 07, 2013

EBPAQC Firm Preparedness Checklist

Checklist A non-authoritative practice aid to assist EBPAQC member firm designated ERISA audit partners in assessing their firm’s preparedness for the ERISA audit season and to enhance the quality of their firm’s ERISA audit practice.
Published on February 15, 2013

Sample Questions For Proposal Evaluation Checklist

Tools A non-authoritative practice tool to assist Center member firms in evaluating a proposal to provide employee benefit plan audit services prepared by the firm in response to a request for proposal (RFP).
Published on April 19, 2012

Obtaining Quality Employee Benefit Plan Audit Services The Request for Proposal and Auditor Evaluation Process

Checklist Provides assistance to plan sponsors and stakeholders in the proposal and evaluation process to obtain quality audit services for employee benefit plans. It addresses each step of the proposal and evaluation process and more.
Published on May 02, 2013

EBPAQC Alert No. 53

Newsletter New Auditor Tools and Update.
Published on August 26, 2011

EBPAQC Alert No. 250

Newsletter New EBPAQC SAS 70 Tool for Documenting Type 2 Review
Published on June 03, 2011

Responding to Requests for Proposals

Practice Aid The following non-authoritative practice tools were prepared by the AICPA EBPAQC for use by its member firms. The sample documents may be modified and used during a firm's employee benefit plan request for proposal (RFP) process.
Published on May 09, 2010

Plan Sponsor Resource Center

Overview The AICPA Employee Benefit Plan Audit Quality Center has compiled helpful tools and resources for plan sponsors, administrators and trustees.
Published on March 05, 2013

EBPAQC Alert No. 3

Newsletter DOL launched Fiduciary Education Campaign
Published on March 07, 2013

EBPAQC Alert No. 114

Newsletter Upcoming Center Calls; Membership Compliance Questionnaire; IRS 401k Defects Tool.
Published on August 26, 2011

EBPAQC Alert No. 190

Newsletter Log-In Instructions for Participants EBPAQC Designated Partner – Preparing Your Firm for the 2010 EBP Audit Season Live Forum Webinar - Wednesday, January 13, 20101:00 p.m. – 3:00 p.m. Eastern Time.
Published on March 23, 2011

Employee Benefit Plan Service Organization Control (SOC 1)

Overview The Center has compiled resources to assist employee benefit plan auditors in effectively using SOC 1 reports in their employee benefit plan audits.
Published on March 01, 2013

EBPAQC Alert No. 62

Newsletter This issue includes best practices, center events, online forum, new DOL DFVC mailing address, and FASB pension proposal.
Published on August 26, 2011

EBPAQC Alert No. 274

Newsletter EBP SOC 1 Resources: New EBPAQC Resource Center; Documentation Tool; June 5 AICPA Webcast; Practice Aid; Use the Member Forum
Published on December 04, 2012

Audit Quality and Auditor Selection

Overview Compiled information, resources and tools to aid plan sponsors and administrators gain an understanding of the importance of audit quality and how to select a quality audit firm.
Published on March 29, 2013

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