Foreign Corrupt Practices Act Primer and Tool for Audit Committees
Money-laundering, anti-corruption efforts, recent scandals and highly publicized cases resulting from the discovery of possible FCPA violations during an acquisition due diligence have brought recent attention to this area. Also, with the enactment of Sarbanes- Oxley Act in July 2002 (also known as the Public Company Accounting Reform and Investor
Published on March 16, 2010
Tiffee, Harlan of Fayetteville, AR
As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Tiffee, with the firm of Harlan Tiffee, CPA, P.A., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective May 28, 2014.
Published on July 03, 2014
Pughsley, N. Wesley of Roanoke, VA
As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Pughsley, with the firm of N. Wesley Pughsley, Jr., CPA, PC, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective August 25, 2014.
Published on October 03, 2014
Krishnan, Subramanian Minnetonka, MN
Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Krishnan’s AICPA membership was terminated, effective December 11, 2013, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
Published on April 03, 2014
2011 Disciplinary Actions
January 2011 April 2011 July 2011 October 2011 Anderson, Traci J. Broullire, Joseph
Published on February 07, 2013