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    Audit Committee Resources

    Overview Resources for audit committee members for public, private, not for profit and government organizations.
    Published on November 21, 2013

    Allegretti, Anthony T. - North Providence, RI

    Disciplinary Actions As a result of an investigation of alleged violations of the Codes of Professional Conduct of the AICPA and the Rhode Island Society of CPA’s (RISCPA), Mr. Allegretti entered into a settlement agreement under the Joint Ethics Enforcement Program, effective September 27, 2011.
    Published on October 10, 2012

    Quinto, Jr., Federico Los Angeles, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Quinto’s AICPA membership was suspended for one year, effective August 31, 2012.
    Published on April 03, 2013

    Ramaekers, Stephen - Omaha, Nebraska

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the Nebraska Society of CPAs, Mr. Ramaekers, with the firm of Kinsey & Ramaekers, LLC, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective May 19, 2014.
    Published on July 03, 2014

    Oberly, Frank - Oklahoma City, OK

    Disciplinary Actions As a result of an investigation of alleged violations of the Codes of Professional Conduct of the AICPA and Oklahoma Society of CPAs, Mr. Oberly, with the firm of Frank L. Oberly, CPA, Inc., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective February 24, 2014.
    Published on April 03, 2014

    Tiffee, Harlan of Fayetteville, AR

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Tiffee, with the firm of Harlan Tiffee, CPA, P.A., entered into a settlement agreement under the Joint Ethics Enforcement Program, effective May 28, 2014.
    Published on July 03, 2014

    Fardy, Thomas E. Andover, MA

    Disciplinary Actions As a result of a decision by a hearing panel of the Joint Trial Board, Mr. Fardy was admonished by the AICPA, effective September 4, 2013.
    Published on September 27, 2013

    Zucker, Brian - Somerset, NJ

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Zucker’s AICPA membership was suspended for one year, effective June 14, 2013, in connection with the Securities and Exchange Commission’s (SEC) disciplinary action.
    Published on April 03, 2014

    Young, Raymond Fremont, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Young’s  AICPA membership was suspended for one year, effective September 5, 2013, in connection with disciplinary action taken by the California Board of Accountancy, Department of Consumer Affairs, State of California.
    Published on January 06, 2014

    McGrath, Michael Quincy, IL

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. McGrath’s AICPA membership was terminated, effective April 10, 2014, in connection with the disciplinary action taken by the Securities and Exchange Commission (SEC).
    Published on July 03, 2014

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