Audit Quality and Auditor Selection
Overview:
Compiled information, resources and tools to aid plan sponsors and administrators gain an understanding of the importance of audit quality and how to select a quality audit firm
Published on March 29, 2013
Audit Requirements and Responsibilities
Executive Summary:
Employee benefit plans are regulated entities and, as such, certain special audit requirements and responsibilities generally apply
Published on May 09, 2010
EBPAQC Alert No. 180
Newsletter:
EBP Audit Resources for Center Members
Published on May 04, 2011
EBPAQC Alert No. 7
Newsletter:
Audits of 11-K Filers—Performance and Reporting Requirements
Published on March 07, 2013
Audit Managers and In-Charges for 2009 Employee Benefit Plan Audit Season - EBPAQC Forum Presentation
Presentation:
PowerPoint presentation for the EBPAQC Live Forum Audit Managers and In-Charges for 2009 Employee Benefit Plan Audit Season
Published on April 12, 2013
DOLs Frequently Asked Questions on their Audit Quality Enforcement Program
FAQ:
FAQs that address all aspects of the DOL's quality enforcement initiative.
Published on March 24, 2011
EBPAQC Alert No. 84
Article:
...Audit Managers and In-Charges Planning for 2007 EBP Audit Season Live Forum Instructions for Participants January 8, 2007 1:00 p.m. - 3:00 p.m. Eastern Time Dear...
Published on March 07, 2013
2010 Managers and In-Charges Planning Live Forum Presentation - Employee Benefit Plan Audit Quality Center
Presentation:
PowerPoint Presentation for EBPAQC 2010 Managers and In-Charges Planning Live Forum
Published on April 12, 2013
2010 Audit Planning Live Webinar Presentation for Designated Partners - Employee Benefit Plan Audit Quality Center
Presentation:
PowerPoint Presentation for the 2010 Audit Planning Live Webinar for Designated Partners
Published on April 12, 2013
ERISA Audit Inventory and Staffing Schedule
Practice Aid:
This page on AICPA.org contains an ERISA audit inventory and staffing schedule
Published on August 09, 2010
DOLs Audit Quality Enforcement Programs
Guidance:
The DOL's Employee Benefits Security Administration Office of the Chief Accountant (OCA) administers an ongoing enforcement program, which began in 2005, to monitor the quality of ERISA audits
Published on March 24, 2011
EBPAQC Alert No. 256
Newsletter:
EBP Audit Resources, Forum Contest, September 13 DOL Webcast, EBPAQC Testimony, Investment Plan Advisory, December EBP Conference
Published on September 13, 2011
EBPAQC Alert No. 289
Newsletter:
EBP Audits and the Clarified Auditing Standards; AICPA Accepting Volunteer Committee Applications
Published on February 19, 2013
EBPAQC Alert No. 272
Newsletter:
EBP Audit Resources
Published on December 04, 2012
EBPAQC Alert No. 246
Newsletter:
EBP Audit Resources; Member Forum Contest; Member Dues
Published on May 31, 2011