Illustrative 11K Engagement Letter
Sample Letter:
Example engagement letter for Form 11-K audits that will be filed with the SEC
Published on March 13, 2012
Illustrative 11-K Engagement Letter
Sample Letter:
Example engagement letter for Form 11-K audits that will be filed with the SEC
Published on March 14, 2012
Selecting an Auditor for Your Employee Benefit Plan
Link:
The Department of Labor has developed a guide for plan administrators in selecting an auditor and reviewing the audit work and report.
Published on March 24, 2011
EBPAQC Alert No. 128
Newsletter:
Risk Assessment Standards Resource Center Now Available on EBPAQC Website; AICPA Issues Technical Practice Aids on Implementing the Risk Assessment Standards
Published on April 08, 2011
Confidentiality, Indemnification, and Business Associates Agreements
Overview:
A general discussion of confidentiality, indemnification, and business associates agreements
Published on March 01, 2013
EBPAQC Alert No. 207
Newsletter:
Upcoming EBPAQC 403(b) Live Forum Webinar; AICPA Issues Additional Guidance on 403(b) Plan Audits; 403(b) AICPA Training Courses Available; Other Resources
Published on March 23, 2011
EBPAQC Alert No. 213
Newsletter:
Archived 403(b) Plan Audits Update Live Forum Webinar Now Available
Published on March 23, 2011
EBPAQC Alert No. 209
Newsletter:
Register for the June 10, 2010 EBPAQC Live Forum on 403(b) Plan Audits Update
Published on May 03, 2011
Audit Quality and Auditor Selection
Overview:
Compiled information, resources and tools to aid plan sponsors and administrators gain an understanding of the importance of audit quality and how to select a quality audit firm.
Published on March 29, 2013
EBPAQC Alert No. 289
Newsletter:
EBP Audits and the Clarified Auditing Standards; AICPA Accepting Volunteer Committee Applications
Published on February 19, 2013
EBPAQC Alert No. 220
Newsletter:
Based on data from the Department of Labor's (DOL) EFAST 2 electronic filing system it appears that most large 403(b) plans have not yet filed their Form 5500 and audited financial statements (the initial filing deadline was July 31, 2010.)
Published on March 25, 2011
Plan Advisory - Understanding Auditor Communications - High Res
Brochure:
Provides an overview of auditor communications and discusses in detail auditor’s communication with those charged with governance, engagement letters, management representation letters, communications about internal control matters identified in an audit, management letters and verbal communications, how auditor communications can help, and where to obtain additional information about...
Published on December 23, 2010
Understanding Auditor Communications
Overview:
This plan advisory provides information to plan sponsors and others to assist them in better understanding the communications they may receive from their plan auditors.
Published on February 21, 2011
EBPAQC Alert No. 8
Newsletter:
Provides information on past Forum topics, such as SAS 70, SAS 90, and investment certifications
Published on March 07, 2013
EBPAQC Alert No. 129
Newsletter:
Check out the EBPAQC Online Forum and find out what the current member "buzz" is in EBP auditing.
Published on August 25, 2011