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    Registration and Inspection of the Auditors of Broker-Dealers

    Article The Dodd-Frank Act provides authority to the Public Company Oversight Board to expand, by rule, its oversight and inspections to all auditors of broker-dealers or to a targeted subset of its choosing. The AICPA continues to advocate for a clear policy rationale to any changes in PCAOB regulation.
    Published on May 14, 2012

    PCAOB Adopts Rule Creating Interim Program for Auditors of Broker-Dealers

    Newsletter The PCAOB recently adopted a rule to create a temporary inspection program for auditors of broker-dealers, largely ignoring calls of lawmakers and the AICPA to require inspection only of auditors of broker-dealers who handle investor funds directly.
    Published on June 30, 2011

    Vermont Society of CPAs Lauds Sen. Leahys Leadership on Bill to Stop Tax Strategy Patents

    Newsletter The CPA Advocate: May, 2011. The Vermont Society of CPAs thanked Senate Judiciary Chairman Leahy for his leadership on stopping tax strategy patents.
    Published on June 03, 2011

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