Investment Committee Effectiveness Backgrounder
FAQ:
An effective Investment Oversight Committee is the foundation upon which a dependable 401(k) program is built in your organization. Its main purpose is to ensure your plan remains competitive while continually offering a...
Published on May 11, 2010
Personal Financial Planning Committees and Task Forces
Overview:
This page lists PFP-related committees and committee objectives
Published on April 18, 2010
Joint Committee on Taxation Overview
Presentation:
Leading experts Bob Keebler and Mel Schwarz will help you keep up and stay ahead through this in-depth web seminar discussing: A review of the decisions made by Congress or the impacts of the changes from the Fiscal Cliff; The impact on your clients and their estates, taxes, and financial
Published on January 18, 2013
Personal Financial Planning Executive Committee
Objectives or Roster:
Learn about the Financial Planning Executive Committee's objective and members
Published on November 13, 2012
Resolution Regarding the Report of the Special Committee on Accreditation of Specialization
Meeting Minutes:
The Strategic Planning Committee identified the development of an improved means for formally identifying, recognizing, advocating, and supporting new areas of specialization that warrant an accreditation program as a strategic initiative
Published on April 18, 2010
Personal Financial Specialist Credential Committee
Objectives or Roster:
Learn about the Personal Financial Specialist (PFS) Credential Committee objectives and members
Published on November 13, 2012
Statement on Responsibilities in PFP Practice and What CPAs Need to Know for the PFS Exam and Beyond
Webcast:
The Personal Financial Planning Executive Committee has issued the Statements on Responsibilities in PFP Practice (SORs) to provide guidance to the CPA financial planner in applying the highest levels of integrity, professionalism and competence in...
Published on March 25, 2011
Fiduciary Responsibility
Video:
Investment fiduciaries include investment advisors, trustees, and investment committee members many of whom are either CPAs, or advised by CPAs. This section will discuss the importance of being a fiduciary and what steps need to be taken when...
Published on September 20, 2012
Statement on Responsibilities in a Personal Financial Planning Practice
Guidance:
The Personal Financial Planning Executive Committee has issued this Statement on Responsibilities to provide guidance to the CPA financial planner and ensure that the highest levels of integrity, professionalism, objectivity and competence are applied to...
Published on March 24, 2011
PFP Power Hour - 5/31/2012 - Audio
Audio:
Latest news from the PFP Division regarding insights from PFP & PFS committee chairs and development affecting CPA financial planners
Published on April 30, 2013
PFP Power Hour - 5/31/2012
Presentation:
Latest news from the PFP Division regarding insights from PFP & PFS committee chairs and development affecting CPA financial planners
Published on April 30, 2013
AICPA Comment Letter Regarding Regulation of RIAs
Comment Letter:
On Nov. 3, the AICPA submitted a letter to the House Financial Services Committee Chairman Spencer Bachus and Ranking Member Barney Frank regarding the regulation of investment advisers and the standard of care for broker-dealers when giving investment advice to their clients...
Published on November 09, 2011
PFP Power Hour - 11/1/2012
Audio:
In this edition of PFP Power Hour, incoming chairs of the PFP Executive Committee and PFS Credential Committee, Lyle Benson and Dan Thomas, discuss their insights into the profession
Published on November 06, 2012
PFP Power Hour - 11/1/2012
Presentation:
In this edition of PFP Power Hour, incoming chairs of the PFP Executive Committee and PFS Credential Committee, Lyle Benson and Dan Thomas, discuss their insights into the profession
Published on November 06, 2012
Regulatory Update - Restoring American Financial Stability Act of 2010 Unveiled
News:
On March 15, 2010, following several months of bi-partisan negotiations, Senate Banking Committee Chair Chris Dodd (D-CT) unveiled his version of financial services regulatory reform, the Restoring American Financial Stability Act of 2010 (“Act”). This draft, which replaces an earlier version...
Published on June 29, 2010