Your Search


    Search Results

    Page  1
    Showing results 1 - 8 of 8
    Order by:


    Peer Review Alert 11-02 Broker-Dealers

    Professional Standards A proposal for an interim broker-dealer inspection program. Under the proposal, the PCAOB will inspect, over the next two years, all types of broker-dealers (BDs) to determine what auditing standards are needed and what the scope should be for the permanent inspection program
    Published on March 18, 2011

    Broker-Dealers Engagements Peer Review Implications

    Guidance Due to the recently adopted SEC Rule regarding broker-dealers and the correlating PCAOB standards adoptions, the AICPA Peer Review Board has clarified the Peer Review Standards with respect to the inclusion of broker-dealer engagements in the...
    Published on February 07, 2014

    Audits of Broker-Dealers

    News Download an article that clarifies when firms that audit broker-dealers should have reviews administered by the National Peer Review Committee (National PRC
    Published on February 06, 2012

    Enhanced Peer Review of Auditors of Broker-Dealers

    Guidance The PCAOB recently announced a proposal for an interim broker-dealer inspection program. Under the proposal, the PCAOB will inspect, over the next two years, all types of broker-dealers (BDs) to determine what auditing standards are needed and what the scope should be for the permanent inspection program
    Published on March 18, 2011

    Peer Review Update

    Overview Access Peer Review top news in the Peer Review Update.
    Published on February 11, 2014

    Reviewer Focus

    Overview Access Peer Review top news in the Reviewer Focus.
    Published on March 20, 2014

    Peer Review Communications Archive Page

    Overview Access Peer Review's archived news items and publications including, Peer Review Alerts, Reviewer Focus and Peer Review Updates.
    Published on September 04, 2013

    Peer Review For CPA Firms

    Overview Resources for CPA firms interested in peer review organized by firm size.  You can download the enrollment form, the change form, find a course that helps you prepare for your upcoming peer review, or find information on selecting a peer reviewer.
    Published on February 07, 2014

    Page  1
    Showing results 1 – 8 of 8
    Show Results per page
    Copyright © 2006-2014 American Institute of CPAs.