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Engagement Planning Tools and Checklists

Engagement Planning Tools and Checklists 

This section provides you with the necessary engagement planning tools and checklists required to enable you to perform your engagements by presenting your work in the most understandable format as well as with the highest level of professionalism.

 

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PFP Client Service Questionnaire

Template :  Following up with your clients after you deliver the financial plan is important for improving the quality of your services. Download the PFP Client Service Questionnaire for a good way for you to get started.
Published on March 24, 2011

Document Request Form

Checklist :  In planning for a PFP engagement, you should request certain documents from your client to form the basis for your recommendations. This checklist helps you quickly identify for your client the documents you will need to complete the plan.
Published on March 24, 2011

Checklist for Evaluating Prospective PFP Clients

Checklist :  Finding new clients is critical to growing a PFP practice. However, finding the right clients is even more important to your success. This tool will help you to evaluate your existing clients for PFP services.
Published on March 24, 2011

Checklist Tax Return Review for Personal Financial Planning Needs

Checklist :  A tax client decides it's time to approach you for assistance with their finances or you believe they could benefit from your services. Use this checklist to identify planning opportunities based on your client's latest tax return.
Published on March 24, 2011

PFP Questionnaire

Template :  Data gathering is an important step in the financial planning process. Download a Questionnaire to get you started.
Published on March 24, 2011

PFP Engagement Workbook

Template :  The PFP Work Program was designed to guide CPAs and their staff in performing personal financial planning engagements. Although it resembles an audit program in format, the PFP Work Program does not provide precise, comprehensive steps to be performed.
Published on March 24, 2011

PFP Engagement Workpaper Organizer

Template :  Use this template to track and organize workpapers related to each personal financial planning engagement.
Published on March 24, 2011

PFP Engagement Implementation Plan Worksheet

Template :  Use this template to record recommendations made to the client as part of the personal financial planning engagement.
Published on March 24, 2011

Personal Financial Planning Comprehensive Client Questionnaire

Template :  Use this comprehensive questionnaire to record client's financial situation, goals, and objectives to use in the development of the personal financial plan.
Published on March 24, 2011

PFP Engagement Client Service Questionnaire

Template :  Use this questionnaire to have the client evaluation the personal financial planning services provided.
Published on March 24, 2011

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