Income Tax Aspects of Sophisticated Investment Vehicles 

Seminar recording | Presentation materials

As investment markets continue to evolve, investors are more-and-more exposed to sophisticated alternative investment vehicles. While most of these sophisticated investment vehicles can produce very favorable economic returns, many of these investment vehicles have significant, complicated income tax issues associated with them. However, with a decent understanding of the salient income tax issues related to these sophisticated investment vehicles, one can harness not only the economic benefits of these powerful vehicles, but also the income tax benefits.

During this seminar, Robert S. Keebler, CPA, MST of Keebler & Associates, LLP and Mark Fichtenbaum, CPA, JD, LLM of Twenty-First Securities Corporation will cover the following key income tax topics associated with sophisticated investment vehicles:

• Stock dividends, stock splits and stock warrants
• Compensatory stock options (i.e. ISOs and NQSOs)
• Net Unrealized Appreciation (NUA)
• Loss harvesting and wash sales
• Constructive sales
• Short sales