The Dodd-Frank Wall Street Reform and Consumer Protection Act: Financial Regulatory Reform Legislation
Published August 12, 2010
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Presentation outline
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In this web seminar you will learn about the following:
- High level overview of the bill and what led to regulatory reform
- Consumer Financial Protection Bureau
- Regulation of financial planning as a profession
- AUM threshold change
- Fiduciary standard for broker/dealers when providing investment advice
- Possibility of self-regulatory organization for investment advisers
- Family office impact
- Brief overview of other issues including accredited investor, private advisor definition, hedge funds/venture capital, etc.
- Q&A