Peer Reviewers

    For Peer Reviewers 

    If you are interested in peer review, a new peer reviewer or an experienced peer reviewer, click a link below for helpful information.


    QCM Reviews

    The QCM Reviews web page provides useful information related to these types of reviews. If you are a QCM Reviewer, the page contains forms and practice aids for you. If you are interested in accessing QCM review results, you can download reports and related acceptance letters from the providers.

    PRISM Member Self-Service Instructions

    The PRISM Member Self-Service Instructions provide a guide to using Member Self-Service, which includes updating your reviewer resume and firm on firm contacts.

    Auditors of Broker Dealers

    Does your firm perform audits of broker dealers? Refer to Information for Firms that Perform Broker-Dealer Audits or Attestation Engagements and Broker-Dealer Engagements: Peer Review Implications for more information. 

    Instructions for Searching the Department of Labor's EFAST2 Website

    Download instructions to search the Department of Labor's EFAST2 website for Form 5500 filings. Please note, reviewers are not required to search Form 5500 filings when performing Peer Reviews.


    For New or Potential Peer Reviewers 

    PRISM (Login Required)

    • Create Your Peer Reviewer Resume
    PLEASE NOTE: PRISM will be down for scheduled maintenance starting Sunday, December 21 at 10pm through Monday, December 22 at 6am.


    How to Become a Peer Reviewer


    Learn about the Mentoring Program


    Reviewer Training Information


    Peer Review Standards


    Peer Review Manual


    Practitioner's Toolkit


    Learn about the Concierge Program

    For Experienced Peer Reviewers 

    PRISM (Login Required)

    • Edit your Peer Reviewer Resume
    • See the Status of Your Reviews
    • Create or Respond to MFC Forms

    PLEASE NOTE: PRISM will be down for scheduled maintenance starting Sunday, December 21 at 10pm through Monday, December 22 at 6am.


    Learn about the Mentoring Program

    Reviewer Training Information

    QCM Review Results

    Peer Review Standards

    Peer Review Manual

    Team and Review Captain Checklists

    Peer Review News & Publications

    Practitioner's Toolkit

    Practice Management Toolkits

    Rules of Procedures for Reviewers

    Learn about the Concierge Program