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National PRC

QCM Review Results 

One of the reasons that providers may elect to have an independent review of their system of quality control for the development and maintenance of the QCM they have developed, and of the materials themselves, is to provide more cost-effective peer reviews for firms that have acquired or use such materials. In addition, the Standards for Performing and Reporting on Peer Reviews and related Interpretations call attention to the peer reviewer’s need to evaluate the firm’s use of QCM as a part of its system of quality control, and to consider the impact of that evaluation on the risk assessment.


Provider peer review reports and related documents are important tools in this evaluation process. In the interest of making such documents easily accessible to firms that use such materials, their peer reviewers, and other interested parties, the NPRC has made this information available via this webpage.

 
Provider involvement in this process is required for all providers that undergo a QCM review under the Standards for Performing and Reporting on Peer Reviews (including providers that voluntarily elect to undergo this type of review). Only the most recently accepted documents will be available via this webpage. Note that some providers will have multiple QCM review reports posted as different materials/guides are covered by different reports. The number of documents posted will vary based upon the results of the peer review.

 
If you need to obtain the QCM review results for a provider that are not yet posted, please contact the provider directly.

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QCM Review Results

Overview You can view the reviews of Quality Control Materials (QCM) from various QCM providers.
Published on April 18, 2013

John Wiley & Sons Inc. Advantage Audit Guides Report as of October 19, 2012

Report Download a pdf file containing Advantage Audit Guides Report for John Wiley & Sons Inc. as of October 19, 2012.
Published on April 18, 2013

QCM Reviews

Overview Learn about the Quality Control Material (QCM) review process including information and links to guidance,  forms, schedules and practice aids.
Published on March 20, 2013

National Peer Review Committee

Overview On this page, you'll find information on and about the National Peer Review Committee (NPRC) formerly known as the Center for Public Company Audit Firms Peer Review Program (CPCAF PRP).
Published on February 22, 2013

CCH Multiple Guides Report as of June 30, 2012

Report Download a pdf file containing nine Quality Control Materials reports for Commerce Clearing House (CCH) as of June 30, 2012.
Published on February 22, 2013

October 2012 NPRC Response to Administrative Oversight Results Letter

Overview In October 2012, the National Peer Review Committee completed its administrative oversight procedures and issued this letter communicating the results, this letter of response was prepared by staff.
Published on January 04, 2013

October 2012 NPRC Administrative Oversight Results Letter

Overview In October 2012, the National Peer Review Committee completed its administrative oversight procedures and issued this letter communicating the results.
Published on January 04, 2013

2011 Annual Report on Oversight by the National Peer Review Committee

Report You can download a pdf file of the 2011 Annual Report on Oversight issued by the National Peer Review Committee on September 5, 2012. The report covers the oversight years of 2009, 2010 & 2011.
Published on September 24, 2012

National Peer Review Committee - Contact Information

Overview Find out how to contact NPRC staff.
Published on September 19, 2012

Crowe Horwath International QCM Materials Report on Multiple Guides as of December 31 2011

Report Download a pdf file of the Quality Control Materials Review Report for multiple guides developed by Crowe Horwath International as of December 31, 2011.
Published on September 05, 2012

2012 NPRC Response to Administrative Oversight Results Letter

Overview In May 2012, the National Peer Review Committee completed its administrative oversight procedures and issued this letter communicating the results, this letter of response was prepared by staff.
Published on June 25, 2012

2012 NPRC Administrative Oversight Results Letter

Overview In May 2012, the National Peer Review Committee completed its administrative oversight procedures and issued this letter communicating the results.
Published on June 25, 2012

2011-2012 National Peer Review Committee Roster

Objectives or Roster You can download a PDF file of the 2011-2012 National Peer Review Committee Roster.
Published on February 17, 2012

NPRC Resources

Overview Review and download National Peer Review Committee Resources.
Published on February 06, 2012

Audits of Broker-Dealers

News Download an article that clarifies when firms that audit broker-dealers should have reviews administered by the National Peer Review Committee (National PRC).
Published on February 06, 2012

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