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Client Data Gathering Tools

Client Data Gathering Tools 

This section provides you with useful client gathering tools to help make your engagements more efficient and accurate.

 

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Family Data Interview

Template Download the Family Data Interview worksheet to identify your client's family goals. The worksheet provides sample questions that your client should answer.
Published on March 24, 2011

Client Advisers Summary

Template The Client Advisers Summary is a simple chart you can use to track the contact information for your client?s various advisers. Download the Client Advisers Summary to help you track the contact information for your client's various advisers.
Published on March 24, 2011

Implementation Plan Worksheet

Template Use this simple chart to establish steps with your client to implement the financial plan. The worksheet organizes recommendations with their priority, time frame, and responsible party.
Published on March 24, 2011

Investment Preference Worksheet

Template In developing an investment plan, it is important to understand your client's tolerance for risk and goals for the plan. This worksheet can be used with your client to help understand what is important to them in their investment plan.
Published on March 24, 2011

Assumptions and Objectives

Template Download the questionnaire designed to aid you in defining your financial and investment objectives. Clients can rate financial and investment objectives so you know how best to serve them.
Published on March 24, 2011

Investments Preference Worksheet

Template Use this template to help your clients rank their investment preferences for the personal financial planning engagement.
Published on March 24, 2011

Family Date Interview Worksheet

Template Use this template to record pertinent information about the client's family and financial goals for the personal financial planning engagement.
Published on March 24, 2011

PFP Engagement Document Request Form

Template Use this document request form to help clients collect pertinent information for the personal financial planning engagement.
Published on March 24, 2011

Client Objectives Worksheet

Template Use the Client Objectives worksheet to help your client identify their objectives for the financial plan. Download the worksheet here.
Published on March 24, 2011

Client Advisers Summary

Template The Client Advisers Summary is a simple chart you can use to track the contact information for your client?s various advisers. Download the Client Advisers Summary to help you track the contact information for your client's various advisers.
Published on March 24, 2011

Checklist Tax Return Review for Personal Financial Planning Needs

Checklist A tax client decides it's time to approach you for assistance with their finances or you believe they could benefit from your services. Use this checklist to identify planning opportunities based on your client's latest tax return.
Published on March 24, 2011

Checklist for Evaluation Prospective PFP Clients

Checklist Use this checklist to evaluate if a new or existing client will benefit for personal financial planning services.
Published on March 24, 2011

PFP Assumptions and Objectives Questionnaire

Template Download the questionnaire designed to aid you in defining your financial and investment objectives. Clients can rate financial and investment objectives so you know how best to serve them.
Published on March 24, 2011

Client Objectives Worksheet

Template Use the Client Objectives worksheet to help your client identify their objectives for the financial plan. Download the worksheet here.
Published on November 16, 2010

Client Data Gathering Tools

Overview The Personal Financial Planning Center provides resources for its members. This section provides you with useful client gathering tools to help make your engagements more efficient and accurate.
Published on January 28, 2010

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