Username

Password

Remember Me Register | Forgot Username? | Password?

Home Interest Areas Peer Review Community National PRC

National PRC

Popular Search Terms

Browse

By Document Type

... Click to view more

[x]

By Date

National Peer Review Committee (formerly CPCAF PRP)

Effective January 1, 2009, the National Peer Review Committee (NPRC) began administering those peer reviews previously performed by the CPCAF PRP in accordance with the Standards. For further details, you can download the White Paper.

Firms are required to have their peer review administered by the NPRC if they are required to be registered with and inspected by the PCAOB or if they perform audits of non-SEC issuers pursuant to the standards of the PCAOB. If your firm is not required to have its review administered by the National PRC, but it chooses to do so, please notify your current administering entity. Your firm would be subject to the NPRC administrative fee structure for reviews due after July 31, 2010 (or the former structure if your review was due prior to June 30, 2010). If your firm’s peer review is currently administered by the NPRC but is not required to be (see above) and you wish to change to another administering entity, please email us.

If your firm has been involved in a merger, acquisition, or other firm structure change, please complete the Peer Review Program Change Form and submit it.

If your firm audits any SEC issuers, including broker-dealer issuers, your firm's peer review must be performed by the National PRC. For details, please read this article.

Learn more about NPRC's history.

In December, 2010, a letter communicating the results of the administrative oversight procedures performed for the National Peer Review Committee was issued. The staff of the National Peer Review Committee responded in a letter dated February 2, 2011.

In September 2011, the National Peer Review Committee completed its second Annual Report on Oversight (for the year 2010).

If you have any questions, please contact us.

NPRC Resources

Whether you are an NPRC peer reviewer or a member of a firm enrolled in NPRC, our NPRC Resources page includes helpful information, including communications. NPRC Resources also contains links to the Standards, Practitioner's Tookit and Q & As.

QCM or CPE Program Reviews

A Quality Control Materials (QCM ) or Continuing Professional Education (CPE) Program Review is a study and appraisal by a peer reviewer, of an organization’s (provider's) system of quality control to develop and maintain QCM or CPE programs. The system represents the provider’s policies and procedures that the provider has designed, and is expected to follow, when developing the materials.

QCM and CPE Materials provides information, forms and practice aids for you, whether you are a peer reviewer or a developer of QCM or CPE materials.

Open Hide documents in this section

Page 1 2 3

Showing results 1 - 10 of 30

Order by:

NPRC Resources

Overview : Review and download National Peer Review Committee Resources.
Published on February 06, 2012

National Peer Review Committee (formerly CPCAF PRP)

Overview : On this page, you'll find information on and about the National Peer Review Committee (NPRC) fomerly known as the Center for Public Company Audit Firms Peer Review Program (CPCAF PRP).
Published on February 06, 2012

Audits of Broker-Dealers

News : Download an article that clarifies when firms that audit broker-dealers should have reviews administered by the National Peer Review Committee (National PRC).
Published on February 06, 2012

Overview : Find out how to contact NPRC staff.
Published on January 27, 2012

2010 Annual Report on Oversight by the National Peer Review Committee

Report : You can download a pdf file of the 2010 Annual Report on Oversight issued by the National Peer Review Committee on September 14, 2011. The report covers the oversight years of 2009 and 2010.
Published on November 02, 2011

CCH Multiple Guides Report as of June 30, 2011

Report : Download a pdf file containing nine Quality Control Materials reports for Commerce Clearing House (CCH) as of June 30, 2011.
Published on October 26, 2011

QCM & CPE Program Peer Review Results

Overview : You can view the reviews of Quality Control Materials (QCM) from various QCM providers that have submitted their reports voluntarily.
Published on October 26, 2011

QCM & CPE Program Peer Reviews

Overview : Learn about the Quality Control Material (QCM) and Continuing Professional Education (CPE) peer review process.
Published on August 02, 2011

PPC 12 31 10 Multiple Guides Report

Comment Letter : This report includes a list of the materials reviewed for system quality for Thomson Reuters. It explains how the Review was conducted. It explains the Company's and the Reviewer responsibilities. It reports that Thomson Reuters has received a Peer Review rating of PASS.
Published on August 02, 2011

National Peer Review Committee Response to 2010 Administrative Oversight Visit

Report : Download a pdf file of the National Peer Review Committee's response to the 2010 Administrative Oversight visit.
Published on May 16, 2011

Page 1 2 3

Showing results 1 – 10 of 30

Show Results per page