Disciplinary Actions

    Disciplinary Actions 

    Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

    • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
       
    • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
       
    • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

    Help Protect the Public Interest

    Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

    Disciplinary actions are updated quarterly.


    *2003 articles have been removed according to the retention schedule.

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    Gueiss, Jeffrey A. Cherry Hill, NJ

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Gueiss entered into a settlement agreement under the Joint Ethics Enforcement Program, effective January 9, 2014.
    Published on April 07, 2014

    Porter, Kenneth Knoxville, TN

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Porter was admonished, effective February 28, 2014, in connection with the disciplinary action taken by the North Carolina State Board of CPA Examiners.
    Published on April 07, 2014

    Bejarano, Michelle Phoenix, AZ

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Ms. Bejarano entered into a settlement agreement under the Joint Ethics Enforcement Program, effective January 24, 2014.
    Published on April 03, 2014

    Zucker, Brian - Somerset, NJ

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Zucker’s AICPA membership was suspended for one year, effective June 14, 2013, in connection with the Securities and Exchange Commission’s (SEC) disciplinary action.
    Published on April 03, 2014

    Winkel, Richard Portland, OR

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Winkel was admonished, effective February 26, 2014, in connection with the disciplinary action taken by the Oregon State Board of Accountancy.
    Published on April 03, 2014

    Williams, Owen - Campbell, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Williams’ AICPA membership was suspended for three years, effective September 24, 2013, in connection with the Securities and Exchange Commission’s (SEC) disciplinary action.
    Published on April 03, 2014

    White, James C. - Marshville, NC

    Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. White entered into a settlement agreement under the Joint Ethics Enforcement Program effective March 3, 2014.
    Published on April 03, 2014

    Vander Wilt, Dean Pella, IA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Vander Wilt’s AICPA membership was terminated, effective February 18, 2014, in connection with the disciplinary action taken by the Iowa Accountancy Examining Board.
    Published on April 03, 2014

    Taylor, Becky Salt Lake City, UT

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Taylor was admonished, effective February 18, 2014, in connection with the disciplinary action taken by the Division of Occupational and Professional Licensing of the Department of Commerce of the State of Utah.
    Published on April 03, 2014

    Svoboda, David Bohemia, NY

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Svoboda’s AICPA membership was suspended for three years, effective November 21, 2013, in connection with the Public Company Accounting Oversight Board’s (PCAOB) disciplinary action.
    Published on April 03, 2014

    Snyder, John F. Greensboro, NC

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Snyder was admonished, effective February 18, 2014, in connection with the disciplinary action taken by the North Carolina State Board of CPA Examiners.
    Published on April 03, 2014

    Scullion, Robert Denver, CO

    Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Scullion’s membership was terminated effective February 7, 2014.
    Published on April 03, 2014

    Rosen, Jeffrey Leawood, KS

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Rosen’s AICPA membership was terminated, effective February 26, 2014, in connection with the disciplinary action taken by the Kansas State Board of Accountancy.
    Published on April 03, 2014

    Pon, Lawrence - Redwood City, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Pon was admonished, effective February 13, 2014, in connection with the disciplinary action taken by the California Board of Accountancy.
    Published on April 03, 2014

    Pisano, Frank J. - Closter, NJ

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Pisano entered into a settlement agreement under the Joint Ethics Enforcement Program, effective February 24, 2014.
    Published on April 03, 2014

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