Disciplinary Actions

    Disciplinary Actions 

    Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

    • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
       
    • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
       
    • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

    Help Protect the Public Interest

    Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

    Disciplinary actions are updated quarterly.


    *2003 articles have been removed according to the retention schedule.

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    Agunbiade, Kayode - East Orange, NJ

    Disciplinary Actions As a result of an investigation of alleged violations of the Codes of Professional Conduct of the AICPA and New Jersey Society of CPAs, Mr. Agunbiade, with the firm of Kayode Agunbiade & Co., CPAs, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective August 14, 2014.
    Published on October 03, 2014

    Goodman, David of Tucson, AZ

    Disciplinary Actions As a result of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Goodman, with the firm of David Goodman, PLC, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective September 4, 2014.
    Published on October 03, 2014

    Bailey, Charles E. Marietta, GA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Bailey’s AICPA membership was terminated, effective June 5, 2014, in connection with the disciplinary action taken by the Alabama State Board of Public Accountancy.
    Published on October 03, 2014

    Cheng, Chih-Pin Rolling Hills Estates, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Cheng’s AICPA membership was suspended for a period of ninety-days, in connection with the disciplinary action taken by the California Board of Accountancy.
    Published on October 03, 2014

    Davis, Tanya Hollywood, FL

    Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Ms. Davis’ AICPA membership was terminated effective September 16, 2014.
    Published on October 03, 2014

    Dorton, James H. Jonesborough, TN

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Dorton’s AICPA membership was terminated, effective June 5, 2014, in connection with the disciplinary action taken by the Alabama State Board of Public Accountancy.
    Published on October 03, 2014

    Collings, Paul Tucson, AZ

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Collings was admonished, effective June 24, 2014, in connection with the disciplinary action taken by the Arizona State Board of Accountancy.
    Published on October 03, 2014

    Gard, Robert A. Alpharetta, GA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Gard’s AICPA membership was terminated, effective June 5, 2014, in connection with the disciplinary action taken by the Alabama State Board of Public Accountancy.
    Published on October 03, 2014

    Jeffrey, Robert Wayne, NJ

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Jeffrey’s AICPA membership was suspended for a period of three-years, effective September 16, 2014, in connection with the disciplinary action taken by the Public Company Accounting Oversight Board (PCAOB).
    Published on October 03, 2014

    Gutberlet, Louis G. Lawrenceville, GA

    Disciplinary Actions As a result of a decision of a hearing panel of the Joint Trial Board, Mr. Gutberlet’s AICPA membership was terminated effective September 16, 2014.
    Published on October 03, 2014

    Higgins, Stephen of Belle Chase, LA

    Disciplinary Actions As a result of an investigation of alleged violations of the Codes of Professional Conduct of the AICPA and the Society of Louisiana CPAs, Mr. Higgins, with the firm of Stephen P. Higgins, CPA, entered into a settlement agreement under the Joint Ethics Enforcement Program, effective August 11, 2014.
    Published on October 03, 2014

    Fuoco, James West Valley City, UT

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Fuoco’s AICPA membership was suspended for a period of six-months in connection with the disciplinary action taken by the State of Utah Division of Occupational and Professional Licensing Division.
    Published on October 03, 2014

    Lonchar, Kenneth E. - Fremont, CA

    Disciplinary Actions In lieu of an investigation of alleged violations of the Code of Professional Conduct of the AICPA, Mr. Lonchar entered into a settlement agreement under the Joint Ethics Enforcement Program effective August 2, 2012.
    Published on October 03, 2014

    Kimes, Larry Irving, TX

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Kimes’ AICPA membership was terminated, effective June 5, 2014, because of a final judgment of conviction for a crime punishable by imprisonment for more than one year.
    Published on October 03, 2014

    Li, Dazhang Walnut, CA

    Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Li’s AICPA membership was terminated, effective June 24, 2014, because of a final judgment of conviction for a crime punishable by imprisonment for more than one year.
    Published on October 03, 2014

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