Johnson, G. Victor - Chicago, IL 


    Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Johnson was suspended from membership in the AICPA for a three year period, commencing October 4, 2010, which was the effective date of the Securities and Exchange Commission’s disciplinary action. Specifically, the SEC denied Mr. Johnson the privilege of appearing or practicing before the Commission as an accountant. This decision was based on allegations that as the engagement partner overseeing the surprise examinations for a Company for the years 2002, 2003, 2005 and 2006, Mr. Johnson negligently failed to conduct the examinations in accordance with the professional standards applicable to examinations under Advisers Act Rule 206(4)-2, thereby causing the Company’s violations of the Custody Rule and Section 206(4) of the Advisers Act.



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