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Disciplinary Actions

Disciplinary Actions 

Where feasible, disciplinary articles are periodically removed from this site in accordance with the following guidelines:

  • Terminations generally remain on the Web site for a maximum of seven years. If the member has his/her membership reinstated, their article will remain for a minimum of five years or the date of reinstatement, whichever is longer.
     
  • Suspensions will generally be removed from the Web site one year after the member’s suspension period has ended. Suspensions coincident with the state boards of accountancy will generally be removed when the member has sent notification that their suspension has been lifted by the state board. However, all suspensions will remain on the Web site for a minimum of one year.
     
  • Admonishments will generally be removed from the Web site one year after the effective date of admonishment. 

Help Protect the Public Interest

Members who notice, suspect or are aware of significant deficiencies in the work of another member should seriously consider referring the matter to the Professional Ethics Division. Prior to referral, consider your responsibilities under Rule 301 of the Code of Professional Conduct if the member is affiliated with a client (e.g., CFO of an audit client). If you are unsure of the applicability of Rule 301, call the Ethics Hotline at 888.777.7077.

Disciplinary actions are updated quarterly.


*2003 articles have been removed according to the retention schedule.

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Hotz, Dale A. Harpers Ferry, WV

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Hotz’ AICPA membership was suspended for two years, effective November 13, 2012.
Published on April 09, 2013

Manohar, Jyothi Rose Valley, PA

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Ms. Manohar’s AICPA membership was suspended for one year, effective November 13, 2012.
Published on April 09, 2013

Wolfe, Lawrence H. Plantation, FL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Wolfe’s AICPA membership was terminated.
Published on April 03, 2013

Webster, James - Berkeley Heights, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Webster entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 16, 2012.
Published on April 03, 2013

Van Den Assem, Bruce - Glen Rock, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Van Den Assem entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 16, 2012.
Published on April 03, 2013

Vance, Magdalena - Stevenson Ranch, CA

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of her alleged misconduct, Ms. Vance entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 16, 2012.
Published on April 03, 2013

Torres, Mary Ann - Englewood Cliffs, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of her alleged misconduct, Ms. Torres entered into a settlement agreement under the Joint Ethics Enforcement Program effective February 14, 2013.
Published on April 03, 2013

Stevens, William - Maplewood, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of his alleged misconduct, Mr. Stevens entered into a settlement agreement under the Joint Ethics Enforcement Program effective January 8, 2013.
Published on April 03, 2013

Sotnikoff, Aron Astoria, NY

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Sotnikoff’s AICPA membership was suspended for three-months.
Published on April 03, 2013

Siluk, Linda M. - Clifton, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of her alleged misconduct, Ms. Siluk entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 11, 2012.
Published on April 03, 2013

Sheridan, Patricia - Mendham, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of her alleged misconduct, Ms. Sheridan entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 16, 2012.
Published on April 03, 2013

Serpico, Joseph Arlington Heights, IL

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Serpico’s AICPA membership was terminated, effective December 27, 2012.
Published on April 03, 2013

Senter, Sr., Steven Kansas City, MO

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Senter’s AICPA membership was suspended.
Published on April 03, 2013

Sedlacek, Angela - Allentown, NJ

Disciplinary Actions In consideration of the AICPA foregoing a full investigation of her alleged misconduct, Ms. Sedlacek entered into a settlement agreement under the Joint Ethics Enforcement Program effective December 16, 2012.
Published on April 03, 2013

Allen, Robert Phoenix, AZ

Disciplinary Actions Under the automatic disciplinary provisions of the Institute’s bylaws, Mr. Allen’s AICPA membership was suspended.
Published on April 03, 2013

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