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Home > Professional Resources > Business, Industry, and Government > Audit Committee Effectiveness Center > Guidance and Resources
 
  Regulatory Information and Financial Reporting
 

Audit committees must be aware of the provisions of the Sarbanes-Oxley Act, along with associated regulations promulgated by bodies such as the Securities and Exchange Commission, the National Association of Securities Dealers, the New York Stock Exchange and others. This section offers a rundown of relevant regulations.

Understanding Regulations Related to the Sarbanes-Oxley Act

Other Regulations and Reporting Requirements

 

 

 

 

 

 

 

 

 

 

 

 

 

 

  
 
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